DFSA

Sarwa Digital Wealth Limited

Sarwa DIFC was fined for making an Offer of Securities to the Public without meeting requirements, failing to produce an Approved Prospectus, and misleading investors.

Date

2024-05-16

Entity type

fintech

Action type

Fine

Fine (as written)

USD191,100

Fine (normalised AED)

701,337

Personal fine

Regulations breached

Markets Law Arts 11 & 14, Regulatory Law Art 41B

Scraped at

2026-07-04T16:47:36.079159+00:00

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