DFSA

Remi Ishak

The DFSA fined Remi Ishak, a Finance Officer, USD 33,220 for failing to act with due skill and diligence and for being knowingly concerned in a fund manager's breaches regarding misleading statements and accounting.

Date

2023-08-09

Entity type

fund manager

Action type

Fine

Fine (as written)

USD 33,220

Fine (normalised AED)

121,917

Personal fine

Yes

Individual role

Finance Officer

Regulations breached

CIL Art 56(2), CIR Rule 9.2.1(2), Markets Law Art 41, CIR Rule 9.3.5(e), Regulatory Law Art 86, GEN Rule 4.4.2

Scraped at

2026-07-04T16:48:11.239135+00:00

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