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Mirabaud (Middle East) Limited
The DFSA fined Mirabaud (Middle East) Limited USD 3,022,500 for failing to maintain adequate AML/CTF systems and controls and properly classify professional clients.
Date
2023-07-18
Entity type
bank
Action type
Fine
Fine (as written)
USD 3,022,500
Fine (normalised AED)
11,092,575
Personal fine
No
Regulations breached
Breaches of DFSA GEN, AML, and COB Rules, including AML/CTF systems & controls and professional client classification.
Scraped at
2026-07-04T16:48:17.185469+00:00