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EQUITATIVA (DUBAI) LIMITED
Equitativa (Dubai) Limited was fined USD 210,000 and issued an Enforceable Undertaking by the DFSA for making misleading statements and failing on fund valuation, corporate governance, and disclosures.
Date
2021-12-05
Entity type
fund manager
Action type
Multiple
Fine (as written)
USD 210,000
Fine (normalised AED)
770,700
Personal fine
No
Regulations breached
Collective Investment Law 2010 Art 56(2), CIR Rule 9.2.1(2), 9.3.5(e), Markets Law Art 41, MKT Rules 6.10, 4.7.1(3)
Scraped at
2026-07-04T16:50:05.981239+00:00