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DFSA

Dalma Capital Management Limited

Dalma Capital Management Limited, a fund manager, was fined for permitting an unqualified individual to trade and for providing false/misleading information to the DFSA.
Date
2023-01-31
Entity type
fund manager
Action type
Fine
Fine (as written)
USD 162,500
Fine (normalised AED)
596,375
Personal fine
No
Regulations breached
DFSA Principle 2 (GEN Rule 4.2.2); Regulatory Law 2004 Article 66
Scraped at
2026-07-04T16:50:34.682457+00:00
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