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FFA Private Bank (Dubai) Limited
The DFSA prohibited FFA Private Bank (Dubai) Limited from executing orders for certain clients due to inadequate systems and controls and failure to report suspicious trading activity.
Date
2021-05-18
Entity type
bank
Action type
Cease & Desist
Fine (as written)
—
Fine (normalised AED)
—
Personal fine
No
Regulations breached
Regulatory Law 75(1), GEN Rules 5.3.20, 5.3.24, 5.3.27, 11.10.12A, 11.13.1 regarding market abuse controls and STORs.
Scraped at
2026-07-04T16:51:18.550923+00:00