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DFSA
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Gilles Rollet
Gilles Rollet, SEO of La Tresorerie Limited, was fined, prohibited, and restricted for knowingly assisting firm contraventions and providing false information to the DFSA.
Date
2020-12-29
Entity type
fund manager
Action type
Multiple
Fine (as written)
USD 175,000
Fine (normalised AED)
642,250
Personal fine
Yes
Individual role
Senior Executive Officer (SEO) and Licensed Director
Regulations breached
Regulatory Law (Articles 41, 41B, 59, 66, 86, 90), DFSA GEN Principles, COB Rule A5.8.2
Scraped at
2026-07-04T16:51:26.900356+00:00