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Morgan Gatsby Limited (MGL)
Morgan Gatsby Limited was fined USD 246,558.29 by DFSA for breaches of Collective Investment Law and Rules, COB, AML, and GEN Rules in its operations and client dealings.
Date
2020-01-06
Entity type
fund manager
Action type
Fine
Fine (as written)
USD246,558.29
Fine (normalised AED)
904,869
Personal fine
No
Regulations breached
CIL, CIR, COB, AML, GEN Rules, Safe Custody Provisions, Regulatory Law, Principles for Authorised Firms
Scraped at
2026-07-04T16:52:17.377138+00:00