DFSA

Deutsche Bank AG Dubai (DIFC) Branch

DFSA fined Deutsche Bank AG Dubai (DIFC) Branch $8.4M for misleading the regulator, breaches of client take-on, AML rules, and governance failures.

Date

2015-03-29

Entity type

bank

Action type

Multiple

Fine (as written)

$8,400,000

Fine (normalised AED)

30,828,000

Personal fine

Regulations breached

Client take-on, AML rules, Regulatory Law (Arts 66, 69), Principles for Authorised Firms (2,3,4,10,11)

Scraped at

2026-07-04T16:56:59.310037+00:00