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OCS International Finance LTD
OCS International Finance LTD was fined USD 720,905 by the DFSA for unauthorised financial services, misleading conduct, client money breaches, and reporting failures.
Date
2024-09-17
Entity type
broker
Action type
Fine
Fine (as written)
USD 720,905
Fine (normalised AED)
2,645,721
Personal fine
No
Regulations breached
Regulatory Law Arts 41(1), 41(B), 66, 69, 83; COB A5.3.1; PIB Rules; GEN Rules 4.2.1, 4.2.9, 4.2.10
Scraped at
2026-07-04T10:28:21.914551+00:00