← All enforcement actions
DFSA

GFS

GFS, a DFSA-licensed firm, entered an enforceable undertaking to cease providing financial services until it remediates breaches of its license, rules on client classification, and control failures.
Date
2008-09-01
Entity type
broker
Action type
Suspension
Fine (as written)
Fine (normalised AED)
Personal fine
No
Regulations breached
DFSA Rules & Regulatory Law, including principles of integrity, due skill, care, diligence & market conduct.
Scraped at
2026-07-04T17:00:35.082674+00:00
View original notice →