← All enforcement actions
DFSA
View original notice →
Anna Waterhouse
The DFSA imposed a US$100,000 fine and restricted Anna Waterhouse, former MLRO/Head of Compliance at DBDIFC, for breaches of DFSA rules related to unauthorized financial services.
Date
2019-08-12
Entity type
bank
Action type
Multiple
Fine (as written)
US$100,000
Fine (normalised AED)
367,000
Personal fine
Yes
Individual role
MLRO, Head of Compliance
Regulations breached
Breach of DFSA Rulebook, including GEN Rules 5.3.7, 5.3.9, 4.2.4 regarding compliance and resources.
Scraped at
2026-07-04T16:53:59.84869+00:00