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Aarna Capital Limited
Aarna Capital Limited was fined US$504,000 by the Regulator for failing to maintain adequate anti-money laundering systems and controls, customer risk assessment, and due diligence.
Date
2024-12-13
Entity type
broker
Action type
Fine
Fine (as written)
US$504,000
Fine (normalised AED)
1,849,680
Personal fine
No
Regulations breached
AML Rules concerning systems, controls, customer risk assessment, CDD, EDD, and transaction monitoring.
Scraped at
2026-07-04T14:14:39.165026+00:00