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Sarwa Digital Wealth (Capital) Limited
Sarwa Digital Wealth (Capital) Limited was fined US$122,500 and required to review its controls for offering securities without an approved prospectus in ADGM.
Date
2024-05-15
Entity type
fintech
Action type
Multiple
Fine (as written)
US$ 122,500
Fine (normalised AED)
449,575
Personal fine
No
Regulations breached
Sections 58(1) & 61(1) of FSMR 2015 (Offer of Securities without Approved Prospectus)
Scraped at
2026-07-04T14:14:57.275608+00:00