ADGM

Sarwa

Sarwa, a fund manager, contravened ADGM CRS Regulations by failing to apply due diligence, document procedures, and accurately report reportable accounts.

Date

2022-07-19

Entity type

fund manager

Action type

—

Fine (as written)

—

Fine (normalised AED)

—

Personal fine

Regulations breached

Schedule 1, Part 4, A; Schedule 1, Part 2, A; subsection 6(1); subsection 3(1); Schedule 1, Part 1, A; subsection 7(1) of the Regulations

Scraped at

2026-07-04T14:16:49.854912+00:00

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