ADGM

AT Capital Markets Limited

AT Capital Markets Limited was fined $320,000 and had its FSP suspended for unauthorized activities, retail client dealings, and regulatory breaches.

Date

2019-12-16

Entity type

broker

Action type

Multiple

Fine (as written)

$320,000

Fine (normalised AED)

1,174,400

Personal fine

Regulations breached

Sections 16, 17, 221 of Regulations; COBS, AML, GEN 8.10.7(e) Rules; Principles 2, 3, 10

Scraped at

2026-07-04T14:18:00.729148+00:00