ADGM

Mr Alexander David Guy

Mr Alexander David Guy, Senior Executive Officer of Eshara Capital, was fined USD 10,000 for failing to ensure timely submission of regulatory reports.

Date

2019-04-14

Entity type

fund manager

Action type

Fine

Fine (as written)

USD 10,000

Fine (normalised AED)

36,700

Personal fine

Yes

Individual role

Senior Executive Officer

Regulations breached

GEN Rule 2.4.6 (Principle 6 - Compliance)

Scraped at

2026-07-04T14:18:17.261956+00:00

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