DFSA

Ed Broking

An insurance broker, Ed Broking, breached DFSA rules by manipulating client documents to conceal brokerage fees and failing to act with due skill, care, and diligence.

Date

2026-01-01

Entity type

insurance

Action type

—

Fine (as written)

—

Fine (normalised AED)

—

Personal fine

Regulations breached

DFSA GEN Rules 4.2.3, 4.2.2 (controls, diligence); COB Rule 7.3.1(1) (misleading communication).

Scraped at

2026-07-04T10:27:33.742653+00:00

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