Arakan Forensic
UAE regulatory enforcement database
A growing, independently compiled record of fines, warnings, suspensions and reprimands published by CBUAE, DFSA, VARA, ADGM and SCA.
Last updated 03 Sep 2026, 07:32 UTC
Total actions
333
Actions in 2026
9
Last 6 months
5
Total fines
AED 2.32B
Showing 50 of 333 actions
| # | Regulator | Date | Fine (AED) | Entity | Entity type | Action type | Source |
|---|---|---|---|---|---|---|---|
| 251 | DFSA | 2019-09-01 | — | Al Masah DIFC | fund manager | Reprimand | ↗ |
| 252 | DFSA | 2019-08-12 | 367,000 | Anna Waterhouse | bank | Multiple | ↗ |
| 253 | DFSA | 2019-07-29 | 1,098,431,000 | Abraaj Investment Management Limited | fund manager | Fine | ↗ |
| 254 | DFSA | 2019-07-18 | 1,468,000 | — | — | Multiple | ↗ |
| 255 | DFSA | 2019-07-16 | 56,062,645 | Abraaj Capital Limited | fund manager | Fine | ↗ |
| 256 | DFSA | 2019-06-01 | — | — | — | — | ↗ |
| 257 | ADGM | 2019-04-14 | 36,700 | Eshara Capital Limited | fund manager | Fine | ↗ |
| 258 | ADGM | 2019-04-14 | 36,700 | Mr Alexander David Guy | fund manager | Fine | ↗ |
| 259 | DFSA | 2019-04-01 | — | Mr Christopher Steer | broker | Suspension | ↗ |
| 260 | DFSA | 2019-04-01 | — | Mr David Barnett | — | Revocation | ↗ |
| 261 | DFSA | 2019-02-03 | — | Mr. Arnab Mukherjee | other | Revocation | ↗ |
| 262 | DFSA | 2019-02-01 | — | — | — | — | ↗ |
| 263 | DFSA | 2018-09-30 | — | Royal Shield Limited | other | Revocation | ↗ |
| 264 | DFSA | 2018-06-01 | — | Al Ramz | broker | — | ↗ |
| 265 | DFSA | 2018-05-28 | 119,789 | Mr Najim Abdullah Tayib Al Attar | other | Fine | ↗ |
| 266 | DFSA | 2017-09-14 | — | Mr Prabhakar Kamath | — | Reprimand | ↗ |
| 267 | DFSA | 2017-06-22 | 91,750 | Mr Chetan Parmar | — | Fine | ↗ |
| 268 | DFSA | 2017-05-03 | 192,675 | Mr Andrew Grimes | insurance | Multiple | ↗ |
| 269 | DFSA | 2017-05-01 | — | — | — | — | ↗ |
| 270 | DFSA | 2017-04-02 | — | Mrs Jai Surve | — | Reprimand | ↗ |
| 271 | DFSA | 2016-10-01 | — | — | — | — | ↗ |
| 272 | DFSA | 2016-09-21 | 312,651 | Clements (Dubai) Limited | insurance | Fine | ↗ |
| 273 | DFSA | 2016-05-09 | 205,520 | — | — | Fine | ↗ |
| 274 | DFSA | 2016-05-09 | 205,520 | Kapparath Muraleedharan | — | Fine | ↗ |
| 275 | DFSA | 2016-03-30 | — | — | — | Suspension | ↗ |
| 276 | DFSA | 2015-11-02 | 2,348,800 | ABN AMRO Bank N.V. (DIFC Branch) | bank | Multiple | ↗ |
| 277 | DFSA | 2015-07-01 | — | — | — | — | ↗ |
| 278 | DFSA | 2015-06-18 | — | MAS Clearsight Limited | broker | Suspension | ↗ |
| 279 | DFSA | 2015-06-01 | — | KUWAIT TURKISH PARTICIPATION BANK (DUBAI} LIMITED | bank | — | ↗ |
| 280 | DFSA | 2015-05-14 | 205,520 | United Investment Bank Limited | bank | Multiple | ↗ |
| 281 | DFSA | 2015-03-29 | 30,828,000 | Deutsche Bank AG Dubai (DIFC) Branch | bank | Multiple | ↗ |
| 282 | DFSA | 2015-03-16 | 165,150 | Mr. Hany Lotfy Awwad Abdelwahab | — | Multiple | ↗ |
| 283 | DFSA | 2015-02-15 | 55,050 | Middle East Auditing Office | other | Fine | ↗ |
| 284 | DFSA | 2014-08-20 | — | — | — | Suspension | ↗ |
| 285 | DFSA | 2013-11-01 | — | — | — | — | ↗ |
| 286 | DFSA | 2013-10-01 | — | — | — | — | ↗ |
| 287 | DFSA | 2013-09-01 | — | — | — | — | ↗ |
| 288 | DFSA | 2013-09-01 | — | — | — | — | ↗ |
| 289 | DFSA | 2012-09-01 | — | — | — | — | ↗ |
| 290 | DFSA | 2012-09-01 | — | Arqaam Capital Limited | fund manager | — | ↗ |
| 291 | DFSA | 2012-09-01 | — | Arqaam Capital Limited | broker | — | ↗ |
| 292 | DFSA | 2012-09-01 | — | — | — | — | ↗ |
| 293 | DFSA | 2012-07-01 | — | — | — | — | ↗ |
| 294 | DFSA | 2012-06-14 | — | International Investment Group K.S.C. | other | Revocation | ↗ |
| 295 | DFSA | 2012-05-01 | — | — | — | — | ↗ |
| 296 | DFSA | 2012-05-01 | — | — | — | — | ↗ |
| 297 | DFSA | 2012-04-01 | — | — | — | — | ↗ |
| 298 | DFSA | 2012-04-01 | — | — | — | — | ↗ |
| 299 | DFSA | 2012-01-01 | — | Capital Investment International Ltd | fund manager | Revocation | ↗ |
| 300 | DFSA | 2011-10-01 | — | — | — | — | ↗ |